Based in Witham, Essex, we are specialists at guiding financial services businesses through the pitfalls of FSA regulations and compliance.

We have particular expertise of benefit to Financial Advisers, Mortgage Consultants and Insurance Brokers.  We can help you break free from a Network and become Directly Authorised.

We tailor our services around the needs of the individual Firm -

Help with obtaining Part IV Permission

Completion of the 6 monthly Retail mediation activity returns (RMAR)

Compliance mentoring and training

Tips and guidance on how to capitalise from changes in regulations

Principles based Compliance proceedures

Helping with anti money laundering controls

Our guidance is reliable, discreet, friendly and, at the initial discussion stage, obligation-free.

In short, when you face business or regulatory challenges, we provide solutions that are tailor-made to your needs with a view to releasing your energies to focus on your clients. 

Compliant Solutions Limited. Registered in England. No 3964692 Registered Office 9 Guithavon Street, Witham, Essex CM8 1BJ   VAT 788 1913 81